May/June
2002
Exciting
Opportunity for ITS Work
by
Miriam Heller, Thomas F. Humphrey, William Jones, Priscilla Nelson,
and Jeff Paniati
Advances
in information technologies are radically changing the way Americans
provide business services, manufacture products, educate, recreate,
and communicate. As information and sensing technologies become ubiquitous
in transportation systems, equally radical changes in how we move
people and goods can be anticipated. These changes will either worsen
or improve current trends in surface transportation: growing congestion,
declining safety, deteriorating road infrastructure, constrained land
use, use of nonrenewable fuels, and degraded environmental quality.
Information and communications technologies in surface transportation
therefore constitute an important area of long-term, strategic research.
The U.S.
Department of Transportation (DOT) in partnership with the private
sector and academia has been harnessing these technologies through
the development of Intelligent Transportation Systems (ITS). DOT sponsors
applied research in a number of areas related to surface transportation
systems and participates in developing agendas for new short-range,
applied research. These programs tend to mirror the five-year planning
horizon governing the Intermodal Surface Transportation and Equity
Acts, as well as the mission-orientation of the sponsoring agencies.
The National
Science Foundation (NSF) supports fundamental research in transportation
on a fairly small scale and not within the context of a dedicated
program. Program-aligned, unsolicited proposals or proposals for junior
faculty are typically the mode. NSF's Directorate for Engineering
has funded surface transportation research in dynamic simulation,
operations, control, management commercial transportation, networks,
signalization, and general theoretical systems optimization. Engineering
also has funded research in basic highway design and materials. Other
Directorates support transportation research in facility location,
economics, safety, and human factors.
At the
University of Illinois at Chicago in October 2000, a joint NSF and
DOT workshop explored the results of this parallel pursuit of basic
and applied research. The workshop participants discussed long-term,
basic research needs in surface transportation systems. The two-day
workshop served to coalesce current thinking among more than 30 representatives
of academia, the private sector, and the Federal government from a
variety of disciplines.
Leading
Lights in Transportation Research
- Federal
Highway Administration (DOT)
- Federal
Transit Administration (DOT)
- National
Highway Traffic Safety Administration (DOT)
- Directorate
for Engineering (NSF)
- Division
of Civil and Mechanical Systems (NSF)
- Division
for Design, Manufacture, and Industrial Innovation (NSF)
- Division
on Electrical and Control Systems (NSF)
- Directorate
for Computer and Information Systems Engineering (NSF)
- Directorate
for Mathematical and Physical Sciences (NSF)
- Directorate
for Social, Behavioral, and Economic Sciences (NSF)
- Transportation
Research Board
- Institute
of Transportation Engineers
- ITS
America
|
A
Vision to Launch the Research Program
The workshop
defined a 25-year vision that formed the basis for an interagency
agreement between NSF and DOT to move forward with a funded research
program:
"We
will have a customer-responsive, managed, safe, efficient, and integrated
transportation system for the movement of people, services and goods.
Advances in information technology will enable the system to be
both flexible and optimal through productive operations and control.
Communication technologies and advanced traveler information systems
will provide optimal information and knowledge to the customer;
and support equity, mobility, and accessibility. This seamless transportation
system will preserve privacy and individual rights, provide choices,
and be environmentally sustainable."
A goal
was defined to provide all customers with the following:
"No
matter who or where you are, you will have in your hand the knowledge
and ability to choose, make, and pay for a safe, efficient, cost-effective
trip or multiple trip segments for you, your family, or your goods
to any location in the world. This will be the case whether the
trip is to or from home or work; to or from any recreation or business
location; or for any other purpose."
The workshop
participants concluded that a new "community of researchers"
in both technical and nontechnical disciplines must be attracted to
surface transportation research. These disciplines include computer
science and engineering, social sciences (human, environmental, and
economic factors), operations research, systems engineering, telecommunications,
as well as basic science and engineering.
Subsequent
to the workshop, NSF
released on March 8, 2001, a solicitation (NSF 01-087) entitled "National
Science Foundation/U.S. DOT Partnership for Exploratory Research on
Information and Communications Systems for Surface Transportation
(ICSST)." The solicitation is intentionally broad (see "Goal
of NSF 01-087").
| Goal
of NSF 01-087
To
initiate a basic research agenda aimed at discovering innovative
ways for information and information/communication technologies
to be developed and integrated into surface transportation systems
in order to meet the challenges and constraints related to congestion,
safety, land use, energy, and environment.
|
Researchers
were asked to think beyond today's solutions and to "offer substantial
enhancements in capacity utilization, safety, resource use, and environmental
impact,"
"expand and verify our understanding of
the impact of planning, engineering, and operations policies on surface
transportation systems,"
and "seek dramatic breakthroughs
in fundamental concepts of surface transportation."
In other
words, researchers were encouraged to think out-of-the-box and propose
new concepts that might come to fruition within a 10- to 25-year horizon.
With the fundamental technologies that underpin ITS, information technology,
and communications changing so rapidly and independently of the transportation
community, researchers might have been expected to be hesitant to
address such a far-reaching request.
On the
contrary, the prospect and freedom to investigate unique, self-defined
issues resulted in the submission of 94 proposals, plus 3 collaborative
proposals, from a broad array of transportation and non-transportation
researchers. In accordance with NSF's peer review model, 33 experts
from academia, DOT, and industry were selected from a variety of targeted
disciplines and assembled into four panels to review the proposals
and recommend awards. By September 2001, nine grants were awarded.
The grant projects geared up only recently.
Nine
Grants Awarded
1.
Towards a Systems Integration Urban Network Performance Measure_Scalability
and Data Issues of the Two_Fluid Model. Elizabeth Jones of the
University of Nebraska-Lincoln and Qiuming Zhu of the University of
Nebraska-Omaha are developing a computer vision method for vehicular
tracking from one traffic monitoring camera to another. Good progress
has been made on a heuristic that generates the common background
scene to subtract out and detect vehicles. A parallel effort under
this project entails collecting traffic data to validate the two-fluid
model, a kinetic theory of traffic flow in which vehicles are modeled
either as stopped or moving, that is, as two traffic streams. Data
collected from the traffic monitoring cameras at University of Nebraska's
ITS Information and Infrastructure Laboratory will be used for "ground
truthing" the final computer vision method.
2.
A Zero Public Infrastructure Vehicle Based Traffic Information System.
Thanasias Ziliaskopoulos of Northwestern University is investigating
the use of fully distributed information and communications systems.
The proposed system demands zero tax dollars to implement and is self-maintainable,
applicable to all roads, market-driven, and more robust and less prone
to failure than centralized systems, due to its decentralized design.
(See http://trans.civil.northwestern.edu/~thanasis/research/projects/zi.html
for details.)
3.
Decentralized Surveillance, Control and Data Transmission for Transportation
Applications. While investigating this topic, Benjamin Coifman
of Ohio State University is re-examining combined surveillance and
communications costs. The goal is to reduce costs by developing distributed
control algorithms to make decisions in the field so that systems
will transmit data only when it would be beneficial for wide-scale
control, without sacrificing traffic management effectiveness.
4.
Cooperative Traffic Management and Route Guidance: A Multi-agent Based
Approach. Goutam Satapathy and Vikram Manikonda of Intelligent
Automation Inc. are developing a three-tier route guidance model (see
Figure 1) where traffic density is distributed over the entire grid,
while accounting for objectives of both supply (traffic network managers)
and demand (drivers).
5.
Dynamic Cargo Assignment and Route Planning in the Trucking Industry.
Randolph Hall, Maged Dessouky, and Petros Ioannou of the University
of Southern California are focusing on improving intermodal truck
scheduling by reducing empty miles while improving customer service
in a centralized port area. Uncertainties, such as those associated
with arrival of new orders, cancellation of existing orders, variable
waiting times, and variable travel times due to traffic congestion
will be considered. They will explore a hybrid solution methodology
consisting of a fast, dynamic program in conjunction with a search
technique (such as genetic algorithms). This work can be expanded
to solve more general dynamic routing problems.
 |
|
Figure
1. This drawing shows a proposed information architecture for
a three-tier computer multi-agent-based model of cooperative
traffic management and route guidance. The upper tier is a network
of (automated) traffic intersection controllers/agents whose
collective objective is to minimize dynamically the throughput
time in the grid. The lower tier shows the objectives of drivers,
such as route guidance and travel advisories, travel time or
schedule delay, travel distance, number of turns, and roadway
classification changes. The middle tier of Information Service
Provider (ISP) agents bridges the upper and lower tiers by providing
the future network use information to the controllers (traffic
estimation), and pre-trip path information (trip plan negotiation)
to the drivers to satisfy their objectives. The paths are scored
based on a weighted multi-objective normalized function.
|
6.
Dynamic and Stochastic Vehicle
Dispatching with Time Dependent Travel Times: The Next Generation
of Algorithms. Amelia Regan of the University of California at
Irvine also will address time-dependent and stochastic (i.e., probabilistic)
travel times, dynamic service requests, and stochastic service times
by discovering a new generation of routing and scheduling models.
The applications of interest are local truckload trucking operations,
local less-than-truckload operations, local pickup and delivery operations,
and service fleets.
7.
Multidisciplinary Exploratory Research to Exploit Motor Vehicle Information
and Communications Technology. Chris Hendrickson and Burcu Akinci
of Carnegie Mellon University are defining a framework for exploiting
motor vehicle information and communications technology for transportation
engineering, including issues of communications data management and
business planning. (See Figure 2 and www.ce.cmu.edu/~cth/transport/.)
8.
Development of an Information Technology-Based Advanced Monitoring
and Inspection System for Air Brakes in Commercial Vehicles Systems
for Air Brakes. The main goal of this research by Darbha Swaroop
and K. R. Rajagopal, professors at Texas A&M, is to design novel
fault detection algorithms for air brake systems in commercial vehicles
with a view toward applying them in the development of automatic maintenance
and enforcement inspections and in the development of real-time, on-board
monitoring systems. This research is motivated by the lack of such
diagnostic and monitoring systems for air brakes in trucks and considerations
of preventive and active vehicle safety.
 |
|
Figure
2. Hendrickson and Akinci are developing a conceptual framework
for integrating data communication, collection, business models,
and applications. This drawing shows computers representing
functions such as vehicle maintenance, traveler's information,
and traffic control linked to information management and in
turn linked to vehicle and information sensors embedded in a
car and pavement.
|
9.
Real-time Collision Warning at Traffic Intersections. Safety is
also the concern of this research carried out by Nikolaos Papani-kolopoulos
and Ravi Janardan of the University of Minnesota in Twin Cities. The
researchers will devise intelligent computer vision techniques to
monitor intersections and predict intersection collisions. Like the
work of Jones and Zhu, gray-scale image sequences of traffic scenes
are monitored, the background is separated from the foreground, and
vehicles and pedestrians are detected. Vehicle and pedestrian information
then is fed into computational geometry algorithms to predict collisions.
(See www.cs.umn.edu/Research/airvl/its/index.html.)
Additional
information on these awards can be found online at www.fastlane.nsf.gov/a6/A6AwardSearch.htm.
The research
initiated in these awards spans a number of transportation disciplines
and represents innovative approaches to traffic management, including
distributed control, dynamic systems and reliability modeling, commercial
vehicle management and operations, collision prevention, and traveler
information systems. The research grants clearly depart from those
typically supported by DOT. Some appear incremental, however, relative
to current research themes. Others embody new thinking in the field.
In every case, though, these small awards represent potential seeds
from which new ideas for basic applied transportation research will
spring. These new ideas, if properly nurtured, can represent the beginning
of new directions in transportation research. Therefore, the NSF/DOT
team will evaluate the results of this research to determine if further
research is warranted.
 |
|
This
photo shows Swaroop's experimental set-up for automobile research
on an onboard, real-time brake monitoring and inspection system,
which will help improve safety.
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Nurturing
Innovation
The NSF/DOT
partnership moved forward with year two of the program to solicit
and support innovation in transportation engineering for surface transportation.
On March 8, 2002, the NSF released a solicitation (NSF 02-089) entitled
the "NSF/DOT Partnership for Research on Information and Communications
Systems for Surface Transportation (ICSST)." (See www.nsf.gov/pubs/2002/nsf02089/nsf02089.htm.)
The 2002 solicitation reads fundamentally the same as that of the
previous year. Certain points have been added or emphasized, however,
while others have been clarified.
Both
NSF and DOT are looking forward to innovation and maturity in research
concepts in the second year of this program. Assuming this year's
program successfully draws out promising basic research projects,
a third solicitation will be released in late winter or early spring
FY2003 and posted at www.nsf.gov/home/eng.
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New
Requirements for NSF 02-089
Proposals
submitted to the 2002 solicitation were required to:
- Focus
on surface transportation system mobility. Research involving
the built, natural, or socio-economic environments are desirable
and encouraged, as is intermodal research, however, only insofar
as they relate to mobile transportation systems, e.g., automobiles,
commercial vehicles, and transit.
- Emphasize
the exploratory nature of the program. The 2001
solicitation yielded many proposals that were incremental
steps along the technology road that we have been on for 10
years or were actual operational tests of products and technologies
that exist today. The intent of an exploratory research program
is to open new frontiers for ITS in transportation.
- Conform
to the model of hypothesis-driven research. The overarching
goal of the research should be framed as a testable hypothesis.
The research plan should provide the methodology and process
by which that hypothesis can be proved or disproved.
- Avoid
purely application-oriented ideas, specifically technology
development and implementation. Other agencies, such as DOT,
already support these efforts. Please do not propose research
that has already been investigated in the same vein nor anything
already commercialized. Think critically about the generalizability
of the anticipated results.
- Adhere
to the expanded funding constraints. As in the previous solicitation,
proposals are requested that address high-risk, exploratory
research with potentially high payoff. Research of this more
focused, feasibility-assessing type can be supported for 12
months at up to $100,000. More well-developed ideas, possibly
with multiple investigators, may be requested for up to $300,000
and up to 36 months. The research plan and resources needed
must align with the budget.
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Dr.
Miriam Heller, Ph.D. co-directs the National Science Foundation's
Civil and Mechanical Systems Program on Civil Infrastructure and Information
Systems. This program supports fundamental and applied research needed
to further the development, design, and deployment of Information
Systems for Civil Infrastructure Systems under normal as well as critical
conditions, transportation systems management, and integrated hazard
management. Prior to joining NSF, she was with the Université
Aix-Marseille III in France as a 1999-2000 Fulbright Scholar, on leave
from the Industrial Engineering faculty at the University of Houston,
where her research focused on the application of systems engineering
methodologies and tools to civil infrastructure and environmental
systems problems. Dr. Heller's industry experiences include Digital
Equipment Corporation, Citibank Credit Services, and a French consulting
firm for Lyonnaise des Eaux. She earned her Ph.D. at The Johns Hopkins
University in the Department of Geography and Environmental Engineering.
Tom
F. Humphrey is currently a senior policy analyst at the Volpe
National Transportation Systems Center. Prior to joining the Volpe
Center, he served for four years with FHWA's ITS Joint Program Office
as director of the newly established ITS Professional Capacity Building
Program. He retired from the Massachusetts Institute of Technology
in 1996, where he was director of the New England University Transportation
Center. At MIT he conducted research in the areas of surface transportation
policy and planning. He holds a B.S. in civil engineering from Worcester
Polytechnic Institute and an M.S. in civil engineering from the
University of Massachusetts. He completed a 1-year program at the
Cornell Graduate School of Business and Public Administration as
a Fellow of the National Institute of Public Affairs. He is a registered
professional engineer in Massachusetts and the District of Columbia.
William
Jones has been with DOT since June 1995 and oversees all technical
activities in the ITS Joint Program Office. Prior to joining DOT,
he spent 34 years with Westinghouse Electric Corp. in the defense
and commercial electronics business. He retired from Westinghouse
in 1994 as the vice-president and general manager of the Transportation
Management Systems Division, which he started in 1990 as an application
of Westinghouse's defense technology to the transportation industry.
Jones spent most of his career in the development of new sensor
technology in radar, infrared, and optical systems, as well as the
application of real-time computing for electronic systems. He has
a master's in electrical engineering from Washington University
in St. Louis, MO, and an MBA from George Washington University in
Washington, DC. He is a registered engineer in the State of Maryland.
He has been an active member of the Institute of Electrical and
Electronics Engineers (IEEE) and chaired the IEEE International
Radar Conference in Washington, DC, in 1995.
Priscilla
Nelson, Ph.D. is currently director of the Civil and Mechanical
Systems Division in the Directorate for Engineering at NSF. She
has served as program director for the Geotechnical Engineering
program and for the George E. Brown, Jr. Network for Earthquake
Engineering Simulation project. In 1983, she received her doctorate
from Cornell University in geotechnical engineering, specializing
in underground construction. She served on the faculty in civil
engineering at The University of Texas at Austin from 1983 through
1996, and became an NSF employee in 1996. Dr. Nelson has a national
and international reputation in geological and rock engineering,
and the particular application of under ground construction. She
has more than 15 years of teaching experience and more than 120
technical and scientific publications to her credit.
Jeff
Paniati is the program manager for ITS at DOT. In this capacity
he leads a $200-plus million annual Federal ITS program and directs
the day-to-day operation of the ITS Joint Program Office. The ITS
program is focused on bringing advanced communications and information
system technologies to the management and operation of the surface
transportation system. The program has responsibility for planning,
directing, and coordinating the ITS program across DOT. Paniati
has 19 years of experience with FHWA, primarily in the areas of
safety, traffic operations, and ITS. He has a BS in civil engineering
from the University of Connecticut and an MS in civil engineering
from the University of Maryland. He is a registered professional
engineer in Virginia.
The
report from the workshop can be accessed at www.utc.uic.edu/~mcneil/Workshop_report.pdf.
Other
Articles in this issue:
Arizona
Tackles Work Zone Delays
A Hallmark of Context-Sensitive Design
Safer Roads Thanks to ITS
Do
Better Roads Mean More Jobs?
Exciting
Opportunity for ITS Work
See
It Before It's Built
Roadway
Lighting Revisited
The
Man Who Loved Roads
Benefitting
from LTPP—A State's Perspective